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A
detailed guide to the Act, including a list of Prescribed Regulators,
is available from the DTI.
Summary
of the Act
The Act came into force on 2nd July 1999. It encourages people to raise
concerns about malpractice in the workplace and will help ensure that
organisations respond by addressing the message rather than the messenger;
and resisting the temptation to cover up serious malpractice.
Through protecting whistleblowers from dismissal and victimisation in
the following circumstances, the Act promotes the public interest.
Malpractice
The Act applies to people at work raising genuine concerns about crime,
civil offences (including negligence, breach of contract, breach of administrative
law), miscarriage of justice, danger to health and safety or the environment
and the cover up of any of these. It applies whether or not the information
is confidential and extends to malpractice occurring overseas.
Individuals
covered
In addition to employees, it covers trainees, agency staff, contractors,
homeworkers, trainees and every professional in the NHS. The usual employment
law restrictions on minimum length of service and age do not apply. The
Act does not presently cover the genuinely self-employed, volunteers,
the intelligence services, the army or police officers.
Legal
Advice
The Act confirms that workers may safely seek legal advice on any concerns
they have about malpractice.
Internal
disclosures
A disclosure in good faith to a manager or the employer will be protected
if the whistleblower has a reasonable suspicion that the malpractice has
occurred, is occurring or is likely to occur. Where a third party is responsible
for the matter this same test applies to disclosures made to it.
Disclosures
to Ministers
Where someone in the NHS or a public body blows the whistle in good faith
direct to the sponsoring Department, the disclosure is protected in the
same way as an internal one.
Regulatory
disclosures
The Act protects disclosures made in good faith to prescribed bodies such
as the Health and Safety Executive, the Inland Revenue and the Financial
Services Authority, where the whistleblower reasonably believes that the
information and any allegation in it are substantially true.
Wider
disclosures
Wider disclosures (e.g. to the police, the media, MPs, and non-prescribed
regulators) are protected if, in addition to the tests for regulatory
disclosures, they are reasonable in all the circumstances and they meet
one of the three preconditions.
Provided
they are not made for personal gain, these preconditions are that the
whistleblower:
reasonably
believed he would be victimised if he raised the matter internally or
with a prescribed regulator, reasonably believed a cover-up was likely
and there was no prescribed regulator; or had already raised the matter
internally or with a prescribed regulator.
In
deciding the reasonableness of the disclosure the tribunal will consider
the identity of the person to whom it was made, the seriousness of the
concern, whether the risk or danger remains, and whether it breached
a duty of confidence the employer owed a third party.
Where
the concern had been raised with the employer or a prescribed regulator,
the reasonableness of its response will be particularly relevant.
Finally,
if the concern has first been raised with the employer, it is relevant
whether any whistleblowing policy in the organisation was or should
have been used.
Exceptionally
serious matters
Where the concern is exceptionally serious, a disclosure will be protected
if it meets the test for regulatory disclosures and is not made for personal
gain. The disclosure must also be reasonable, having particular regard
to the identity of the person it was made to.
Full
protection
Where the whistleblower is victimised in breach of the Act he can bring
a claim to an employment tribunal for compensation. Awards will be uncapped
and based on the losses suffered. Additionally where an employee is sacked,
he may apply for an interim order to keep his job.
Gagging
clauses
Gagging clauses in employment contracts and severance agreements are void
insofar as they conflict with the Act's protection
This
summary comes from Public Concern at Work. Public Concern at Work, founded
in 1993, is the leading authority on public interest whistleblowing. Their
charitable objectives are to promote compliance with the law and good
practice in organisations across all sectors. In practical terms, they
focus on the responsibility of workers to raise concerns about malpractice,
and the responsibility of those in charge to investigate and remedy such
issues.
Public
Concern at Work Contact Details
Public
Concern at Work
Suite 306
16 Baldwins Gardens
London
EC1N 7RJ
Telephone
(for general calls and Helpline)
020
7404 6609.
It
is considered good practice for every organisation to have their own policy
in place on whistleblowing.
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